Live event participants can earn up to 1 CPE credits in the specialized knowledge field of study.Program description: Last year, the Securities and Exchange Commission adopted new rules and amendments to enhance the regulation of private fund advisers and update the existing compliance rule that applies to all investment advisers. Following a lawsuit and hearing, the financial services community is waiting for a decision from the US Court of Appeals.
The results of the decision could create a significant burden for the industry. Join us to learn what you should be doing to prepare.
Program level: Intermediate – Developing subject knowledge
Prerequisites: Experience and knowledge of alternative investments
Advanced Preparation: None
Topics to be discussed include:
- Notable aspects of the new rules including new restrictions, audit requirements, and quarterly reporting statements
- How the new rules impact small, middle, and large market funds
- Current trajectory of the legal challenges to the SEC’s rules
- The rules’ long-term impact on the private funds industry
Instructional Delivery Method: Webinars: Group Internet Based
Course Registration Requirements: Landing pages feature this content prior to CPE credit approval.
Official NASBA sponsor statement, if an approved NASBA sponsor (explaining final authority of acceptance of CPE credits):
CohnReznick LLP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State board of accountancy have final authority on the acceptance of individual courses for CPE credits. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org
